A Scholarly Works Policy for the University of Bristol

A new Scholarly Works Policy was approved at the April meeting of Senate. Here we set out the reasons for the policy, what it does, and how it will work. 

Why are we introducing this policy? 

The University is committed to improving research culture and – as part of this – supporting and enabling open research practices. The ability to publish our research Open access, ensuring free and unrestricted access to research outputs, is an essential part of this. Open Access has also become an expectation of research assessment exercises such as the REF, as well as a requirement of many funders (including UKRI and Wellcome).  

Gold Open Access (paying publishers to publish the “version of record” Open Access via Article Processing Charges (APCs) and “transformative agreements”) is well established in many disciplines, but now green Open Access (self-archiving the author manuscript in an institutional repository) is becoming increasingly common.  

The development of a robust green route to Open Access publishing promotes an inclusive research culture by making Open Access publishing available to all, regardless of academic position and current funding, and mitigates the risks of choosing to publish Open Access for individual researchers when navigating a complex publishing landscape.  With most Russell Group Institutions implementing similar policies, it also strengthens our collective hand when negotiating with publishers for Open Access services.  

The University’s new Scholarly Works policy uses the concept of “rights retention” to support authors in choosing to self-archive. With Rights Retention, authors can disseminate their work as widely as possible while also meeting funder and any future REF requirements. 

What is rights retention? 

Traditionally, publishers require that authors sign a Copyright Transfer Agreement. The only way to access the article after publication is to pay for it. Rights Retention is based on the simple principle that authors and institutions should retain some rights to their publications. 

The policy provides a route for researchers to deposit their author accepted manuscript in our institutional repository, and, using a rights retention statement, both retain the rights within their work, and grant the University a licence to make the author accepted manuscript of their scholarly article publicly available under the terms of a Creative Commons Attribution (CC BY) licence.  

What does this mean for researchers? 

This policy should not involve a major increase in administrative burden for researchers. There will be very little change to researcher workflows – in fact, as part of the review of workflows Library Services is undertaking, there will be a reduction in the number of steps required for Pure submissions in many cases.  

Library Services will be updating their webpages, guidance, training and instructional videos so that researchers can feel confident about using this policy. If you have questions, comments or feedback, please get in touch because it could be helpful in shaping this guidance. You can contact us by emailing lib-research-support@bristol.ac.uk

Finding Open Access Research

It has become common practice for researchers to make a copy of their research articles available for free online. Many of these ‘Open Access’ papers are held in institutional or subject repositories – which can make them challenging to find. However, there are several useful tools designed to make this a lot easier.

Useful Open Access Resources

CORE

CORE aggregates the Open Access full text content of many Open Access repositories, including PubMed Central, so that you can search and read it all in one place.

Searching here will help you find many articles that you can open and read for free. CORE also contains electronic PhD theses and other works that are hard to find elsewhere.

EndNote Click

EndNote Click is an extension for your internet browser that quickly tells you if you have access to a version of a journal article that you are looking at. It detects when you are looking at an article’s page and if you have access, either through your library’s subscriptions or through an Open Access version, it will provide a link to the document.

This is generally the most convenient way to find Open Access work if you’re used to searching academic journals and databases. The extension will work in Google Chrome.

Unpaywall

Unpaywall is another useful browser extension. It adds an icon to the right-hand side of any page where it detects an academic article. The icon indicates whether there is an Open Access version available and clicking it will take you to the appropriate document.

Unpaywall draws on slightly different sources to Kopernio, but does not check if you have access through your university. It may be helpful to install both. The extension will work in Google Chrome and Firefox.

Open Access DOIs

If you’re familiar with DOI numbers, then you know that you can use them to link to articles. (e.g. http://doi.org/10.1038/ng.3260 ) However, this will usually only link you to the publisher’s version, which might try to charge you for access. If you use the Open Access DOI format instead – (http://oadoi.org/10.1038/ng.3260) – you can create a link to an Open Access version of the article, if one is available.

This is a good way to find out if there is an Open Access version. It’s also a good way to share an Open Access paper with someone else who might not have access to the publisher’s version.

DOAJ (Directory of Open Access Journals)

DOAJ curates a list of Open Access journals across a range of subjects. If you want to find Open Access journals within your discipline, this is a good place to look. You can also use their search function to find resources from across their database of journals.

They provide criteria for good practice in Open Access journals and can be a useful place to check the quality of a new Open Access journal that you weren’t previously aware of. Inclusion in DOAJ implies that the journal follows their principles and is therefore likely to be a reputable source.

DOAB (Directory of Open Access Books)

DOAB is a collection of Open Access books from a range of subjects and publishers. It is a good place to search if you are looking for more in depth Open Access materials and is a useful companion to a DOAJ or CORE search.

Ethos

The Electronic Theses Online project run by the British Library collects electronic theses from UK university and makes them available through Ethos. You can search Ethos to find results from a large collection of PhD theses. The search may also return works that are currently under an embargo, but you can limit your search to Open Access resources if necessary.

How much is our open access research downloaded?

In October 2017 Our link to the IRUS stats portal was broken. Thanks to some recent changes (including the new look for Explore Bristol Research) this link has been restored. This means we can start analysing how much use our Open Access Research gets.

A lot of work has gone on in that time and more people are using our resources than ever before. I’ve picked out a few interesting points below.

Downloads now compared to 2017

In May 2017, there were 16,619 downloads from visitors to Explore Bristol Research.

In May 2020 there were 69,186!

It’s not because of the lockdown, either. January was actually higher with 75,541! Open access has clearly taken off in the last three years and more people are using our work than ever before. 

Top countries people are downloading our work from in 2020:

  1. United Kingdom,
  2. United States
  3. China
  4. India
  5. Germany
  6. Australia
  7. France
  8. Canada
  9. Netherlands
  10. Spain

Most Downloaded Records so far in 2020:

“The Consumer Rights Act 2015 – a bastion of European consumer rights?” an article by Paula Giliker: 4299 downloads

“Vicarious liability in the UK Supreme Court” a book section by Paula Giliker: 3932 downloads

“(Trans)forming single gender services and communal accommodations” an article by Peter Dunne: 2557 downloads

“A long, hard road to go by : a study of the support work carried out in women’s aid refuges” a thesis by Hillary Anne Abrahams: 2473 downloads

“Psychometric properties and diagnostic usefulness of the Addenbrooke’s Cognitive Examination-Revised in a Chilean elderly sample” an article by Carlos Muñoz-Neira: 2447 downloads

“Borderline personality disorder: an update for neurologists” an article by Paul Moran: 2275 downloads

“The Politics of Industrial Policy: The Case of Malaysia’s National Automotive Policy” a thesis by Firdaus Suffian: 1947 downloads

“Deviant Security: The Technical Computer Security Practices of Cyber Criminals.” a thesis by Erik Van De Sandt: 1602 downloads

“The changing face of English freemasonry, 1640-1740” a thesis by Peter Kebbell: 1480 downloads

“Poverty, gender and violence in the narratives of former narcos: accounting for drug trafficking violence in Mexico” a thesis by Karina Garcia: 1330 downloads

 

I hope this goes some way to demonstrate how far our Open Access research travels and how many people benefit from it.  For more information on how to make your work open access visit: http://www.bristol.ac.uk/staff/researchers/open-access/

What is Plan S?

What is Plan S?

Plan S is a strategy to accelerate the transition to full Open Access of Research. It is being put forward by a group of European research funders called cOAlition S. This group includes UKRI, the ERC and the Wellcome Trust

Does this affect the REF?

Research England have confirmed that the OA policy for REF 2021 will not change but the UKRI is currently conducting a review of Open Access which will report in late 2019 with a new policy expected to apply in 2020.

Will the University of Bristol implement Plan S?

The University requires our researchers to comply with the requirements of their individual funders. The Wellcome Trust have already released a new policy in line with Plan S and the Library will support researchers in meeting the requirements of these policies wherever possible.

When does it take effect?

Officially, Plan S comes into effect on the 1st of January 2020 and The Wellcome Trust has already  announced their policy will come into effect on that date. We have not as yet had confirmation from other funders when any other policies will come into effect.

What will Open Access look like under Plan S?

Gold (Paid) Open Access

Gold (paid) open access, will be possible in gold-only open access journals where paying a fee is the only way to publish (e.g. Nature Communications, PloS One). An Article Processing Charge (APC) will still be charged, but there is an expectation that the charge will be capped so that there is a maximum amount a publisher can charge. We do not know what this amount will be yet.

The article will need to be made openly available on the publisher’s website immediately on publication under a Creative Commons Attribution (CC-BY) or Creative Commons Attribution Share-Alike (CC-BY-SA) licence.

The journal will pay for its operating costs from the revenue gained by Article Processing Charges.

Green (Self-Archiving) Open Access

Green (self-archiving) open access will still be possible, but only if the publisher allowed the Author’s Accepted Manuscript to be made available upon publication without an embargo. At the moment, some publishers allow this (SAGE, IEEE, Cambridge University Press’ Humanities and Social Sciences journals) but many other publishers would need to change their policies.

The article will need to be made openly available on Explore Bristol Research, by uploading a copy to Pure (or other trusted repository), immediately on publication under a Creative Commons Attribution (CC-BY) or Creative Commons Attribution Share-Alike (CC-BY-SA) licence.

The journal will pay for its operating costs from subscriptions bought by libraries and other organisations that would benefit from seamless access to its articles.

Hybrid Open Access

Plan S will not allow funding for publication in hybrid journals (those that charge both subscription fees and Article Processing Charges).

It may be temporarily possible to pay for Gold open access in these hybrid journals, while transitional arrangements to move to full open access are put in place by the publishers. We don’t know which publishers will have approved transitional agreements at this stage

Will I still be able to publish where I want?

That depends upon what the publishers decide. If they change their open access policies to be compliant with Plan S, then you will be able to publish with them.

Under Plan S funders and institutions are expected to provide funds to pay for Gold-only Article Processing Charges (or approved publishers in the processing of transitioning to full open access). If funds are not available then you will either have to obtain a waiver from the publisher, or publish somewhere else.

If the journal is Green open access then you will need to be able to upload your Author’s Accepted Manuscript to Pure (or other trusted repository) without an embargo. If the publisher does not permit this then you will be unable to publish there.

What other changes are required?

Plan S also requires authors to retain their copyright and not to transfer this to the publisher when signing a publishing agreement.

What support will the library provide?

The Library will continue to support the institutional repository service for researchers to upload their work. We will continue to provide access to any Open Access funds provided by funding agencies or the University. And we will continue to provide support, advice, training and guidance on Open Access and how best to comply with funder and publisher requirements.

Summary of the Changes

  • Authors must retain copyright in their publications
  • Publications must be published under an open licence, preferably CC-BY
  • The research output must be immediately available without an embargo period
  • Green open access may be compliant if the research output is immediately available on publication
  • Publishing in hybrid (ie subscription-based) journals is not allowed
  • There will be a cap on the maximum allowable fee for open access publication costs

Further Information

Guidance on the implementation of Plan S

Opportunity to feedback on Plan S (open until 1st February)

New Wellcome Trust Policy (to start on 1st Jan 2020)

If you have any queries related to the above please contact lib-research-support@bristol.ac.uk

Unlocking Open Access – Kopernio

Kopernio is an extension for your internet browser that quickly tells you if you have access to a version of the journal article that you are looking at. It detects when you are looking at an article’s page and, if you have access through either the library’s subscriptions or through an Open Access version, it will provide a link to the document.

The extension also keeps a record of articles you downloaded so you can find them again easily and can export a list of references to a .bib file for use with BibTeX.

The video gives a good indication of how the extension works. Why not try it out next time you’re looking for journal articles?

You can find Kopernio at https://kopernio.com/

The extension will work in Chrome or Firefox.

Edit: This extension was previously known as Canary Haz. We have updated the information here to reflect the new name and website.

Unlocking Open Access – Open Access DOIs

You’ve seen DOI numbers before. But did you know that you can use them to link to Open Access versions of articles?

DOI stands for Digital Object Identifier. They are unique identifying numbers for online publications, such as electronic journal articles. A DOI will look something like this: 10.1093/mind/fzr010

You can use a DOI to find a paper by pasting the DOI into the following format: https://doi.org/XXXXXXX.

Using the DOI from above, we’d get https://doi.org/10.1093/mind/fzr010

But, the above journal article is on a publisher’s website which hides the full text behind a paywall. You may have access thanks to the subscriptions provided by library services. But if not, you can try using Open Access DOIs to find an open access version.

The format for OADOIs is: https://oadoi.org/XXXXXXX

So with our example we would get: https://oadoi.org/10.1093/mind/fzr010

This looks for any Open Access versions and, if it finds any, it links you to one of them, rather than the publisher’s site.

This is a good trick for finding an Open Access version of an article you already know. It can also be a good way to link your readers to an open version of your work, ensuring they can read it.

Unlocking Open Access – Unpaywall

We talk a lot about uploading your articles to Pure so other researchers can benefit from Open Access. But we rarely talk about how you can use Open Access to benefit your own research. In this series of blog posts, we’ll show you some simple ways to find Open Access articles. First up: Unpaywall.

Unpaywall

A screenshot of a paywalled article, with the open padlock logo of Unpaywall on the right hand side of the page
The open padlock icon on the right hand side of the page shows that an open access version is available. Clicking the icon will take you to the article.

You’re searching for useful papers for your research. But the library can’t afford a subscription to all the journals you need. Papers hidden behind paywalls are a constant frustration. You could ask the library to get copies for you, but you’re on a tight schedule. You’d rather get that paper now.

Unpaywall is the solution. This browser extension adds an icon to your screen that lets you know if an Open Access version of the paper you’re trying to view is available. Click that and you’ll be reading the full text in seconds.

You can add the extension to Google Chrome or Firefox, even on university computers. Once you do, it’s always on and checking to see if it can provide a link to an Open Access version. If so, it’ll add an unobtrusive open padlock icon to the right of the screen, which will take you to the full text.

This is the easiest way we’ve seen to add Open Access to your research strategy. You can add Unpaywall to your browser here: http://unpaywall.org/